Polly Yim Ping Lau
劉豔萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Polly Yim Ping Lau (劉豔萍), a licensed former licensee with CE reference BHF290. This person has 3.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-03 | 2019-10-07 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-03 | 2019-10-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Polly Yim Ping Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.