Wa Yim
嚴驊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wa Yim (嚴驊), a licensed former licensee with CE reference BHC864. This person has 8.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-16 | 2025-03-17 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-27 | 2022-11-23 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-06 | 2022-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wa Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.