Ka Yiu Ng
吳家耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yiu Ng (吳家耀), a licensed former licensee with CE reference BGT745. This person has 5.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-24 | 2021-11-12 |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
Rep | Type 9 - Asset management | 2021-09-24 | 2021-11-12 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-04 | 2021-06-30 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-01-04 | 2021-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yiu Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.