Carolyn Anne Roby
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolyn Anne Roby, a licensed former licensee with CE reference BGK733. This person has 3.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-13 | 2018-11-12 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-13 | 2018-11-12 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 - Asset management | 2015-11-13 | 2018-11-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carolyn Anne Roby during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.