Shiwei Lu
盧詩瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiwei Lu (盧詩瑋), a licensed former licensee with CE reference BFZ179. This person has 6.2 years of SFC licence history. Total licence records on file: 7.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-16 | 2022-07-01 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-22 | 2021-07-30 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-31 | 2020-10-04 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-10-31 | 2020-10-04 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-10 | 2017-10-20 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-10 | 2017-10-20 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-10 | 2017-10-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shiwei Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.