Shengsui Hu
胡盛穗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shengsui Hu (胡盛穗), a licensed former licensee with CE reference BFX964. This person has 6.7 years of SFC licence history. Total licence records on file: 20.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-08 | 2024-01-12 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 - Advising on securities | 2024-01-08 | 2024-01-12 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 - Asset management | 2024-01-08 | 2024-01-12 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-11-14 | 2024-01-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-14 | 2024-01-08 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-11-14 | 2024-01-08 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-07-22 | 2023-07-03 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 4 - Advising on securities | 2021-07-22 | 2023-07-03 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 9 - Asset management | 2021-07-22 | 2023-07-03 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 1 - Dealing in securities | 2020-01-08 | 2021-05-03 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 4 - Advising on securities | 2020-01-08 | 2021-05-03 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 9 - Asset management | 2020-01-08 | 2021-05-03 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-22 | 2020-01-08 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-22 | 2020-01-08 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 - Asset management | 2019-11-22 | 2020-01-08 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-29 | 2019-09-13 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
RO | Type 4 - Advising on securities | 2019-01-29 | 2019-09-13 |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
RO | Type 9 - Asset management | 2019-01-29 | 2019-09-13 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-11-25 | 2018-06-15 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 9 - Asset management | 2015-11-25 | 2018-06-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shengsui Hu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.