Mau Sum Lam
林茂森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mau Sum Lam (林茂森), a licensed former licensee with CE reference BFM411. This person has 1.0 year of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-01 | 2017-06-26 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-01 | 2017-06-26 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-06-01 | 2017-06-26 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-12 | 2016-05-21 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-12 | 2016-05-21 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Mau Sum Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.