James Michael Rose
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Michael Rose, a licensed former licensee with CE reference BET509. This person has 3.3 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Panoptic Europe Limited | RO | Type 4 - Advising on securities | 2015-05-04 | 2018-09-05 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as James Michael Rose during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Katarzyna Anna Zatorska | Panoptic Europe Limited | 2015–2018 |
| Barry McAlinden | Panoptic Europe Limited | 2015–2017 |
| Edward Jonathan Page | Panoptic Europe Limited | 2015–2016 |
| Alex Ricardo Cheung | Panoptic Europe Limited | 2017–2018 |
| Min Kyoung Song | Panoptic Europe Limited | 2017–2018 |