Sandra Siu Ching Liu
廖小靖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandra Siu Ching Liu (廖小靖), a licensed former licensee with CE reference BES752. This person has 6.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 - Dealing in securities | 2020-12-02 | 2025-05-01 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 4 - Advising on securities | 2020-12-02 | 2025-05-01 |
| MCM Investment Partners Limited (以曼睿資管名義經營業務) |
Rep | Type 9 - Asset management | 2020-12-02 | 2025-05-01 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 - Asset management | 2015-07-02 | 2017-04-13 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-30 | 2017-04-13 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-30 | 2017-04-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sandra Siu Ching Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.