Aya Ozawa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aya Ozawa, a licensed former licensee with CE reference BEO989. This person has 6.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Market Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-10-05 | 2022-03-11 |
| Market Securities (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2021-10-05 | 2022-03-11 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-01-21 | 2021-06-14 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2016-01-21 | 2021-06-14 |
| Marex HK Asia Limited | Rep | Type 1 - Dealing in securities | 2014-12-08 | 2015-10-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Aya Ozawa during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.