Wing Yip Shum
沈永業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yip Shum (沈永業), a licensed Responsible Officer with CE reference BEL731. Currently licensed at 1 firm(s): Aurelius Corporate Finance Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 11.8 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aurelius Corporate Finance Limited 旭倫企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-07-04 | present |
| Grande Capital Limited 均富資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-12 | 2025-06-15 |
| Grande Capital Limited 均富資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-06-25 | 2025-06-15 |
| Grande Capital Limited 均富資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-23 | 2018-06-25 |
| Prosper Voyage Capital Limited 澤遠融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-02-01 | 2018-04-19 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-11-10 | 2016-01-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Yip Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.