Roland Pfeuti
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roland Pfeuti, a licensed former licensee with CE reference BEJ865. This person has 2.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Climate Partners Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-08-18 | 2016-11-30 |
| Asia Climate Partners Hong Kong Limited | Rep | Type 4 - Advising on securities | 2016-08-18 | 2016-11-30 |
| Asia Climate Partners Hong Kong Limited | RO | Type 1 - Dealing in securities | 2016-06-30 | 2016-08-18 |
| Asia Climate Partners Hong Kong Limited | RO | Type 4 - Advising on securities | 2016-06-30 | 2016-08-18 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-17 | 2016-06-29 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-17 | 2016-06-29 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2014-11-17 | 2016-06-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Roland Pfeuti during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.