Richard Buxton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Buxton, a licensed former licensee with CE reference BEF379. This person has less than 0.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-12 | 2015-10-16 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-12 | 2015-10-16 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-14 | 2014-10-16 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-14 | 2014-10-16 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Buxton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.