Max Anthony Capace
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Max Anthony Capace, a licensed former licensee with CE reference BEE065. This person has 7.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ExodusPoint Capital Management Hong Kong, Limited | Rep | Type 9 - Asset management | 2020-03-03 | 2022-05-22 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-08 | 2020-02-05 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-19 | 2016-07-12 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-09-19 | 2016-07-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Max Anthony Capace during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.