Yan Sui
隋艷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Sui (隋艷), a licensed former licensee with CE reference BDQ954. This person has 6.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-08 | 2024-03-14 |
| Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-02-15 | 2024-03-14 |
| Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司 |
RO | Type 9 - Asset management | 2023-02-15 | 2024-03-14 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-29 | 2020-03-31 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 4 - Advising on securities | 2017-12-29 | 2020-03-31 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 9 - Asset management | 2017-12-29 | 2020-03-31 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 - Asset management | 2015-06-25 | 2017-12-29 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-30 | 2017-12-29 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-30 | 2017-12-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Sui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.