Siu Tung Wan
溫兆彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Tung Wan (溫兆彤), a licensed former licensee with CE reference BDQ320. This person has 0.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-25 | 2015-02-16 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-25 | 2015-02-16 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-07-21 | 2015-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Tung Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.