Liao Liao
廖料
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liao Liao (廖料), a licensed former licensee with CE reference BDM067. This person has 8.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-09-30 | 2023-02-23 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-09-30 | 2023-02-23 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-18 | 2016-09-30 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-18 | 2023-02-23 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-18 | 2016-09-30 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-08-18 | 2023-02-23 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 9 - Asset management | 2014-07-08 | 2023-02-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Liao Liao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.