Stuart Mercier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Mercier, a licensed former licensee with CE reference BDH940. This person has 9.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2017-05-22 | 2024-04-01 |
| Brookfield Advisors (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2017-05-22 | 2024-04-01 |
| Brookfield Advisors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-03-06 | 2017-05-22 |
| Brookfield Advisors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-03-06 | 2017-05-22 |
| BFIN Private Advisors (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2015-09-15 | 2017-01-16 |
| BFIN Private Advisors (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2015-09-15 | 2017-01-16 |
| BFIN Private Advisors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-04-22 | 2015-09-15 |
| BFIN Private Advisors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-04-22 | 2015-09-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stuart Mercier during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.