Ting Lu
盧挺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Lu (盧挺), a licensed former licensee with CE reference BCY951. This person has 1.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-06-25 | 2025-10-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-25 | 2025-10-10 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-04-01 | 2015-11-30 |
| Pangu Capital Limited 盤古資本有限公司 |
Rep | Type 9 - Asset management | 2014-03-12 | 2015-02-09 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Ting Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.