Carol Wen Szeto
司徒雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Wen Szeto (司徒雯), a licensed former licensee with CE reference BCY116. This person has 5.9 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB Asia Inc. | Rep | Type 1 - Dealing in securities | 2019-06-05 | 2023-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-07-13 | 2017-08-14 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2017-07-13 | 2017-08-14 |
| Partners Capital Asia Limited | Rep | Type 1 - Dealing in securities | 2014-02-17 | 2015-11-30 |
| Partners Capital Asia Limited | Rep | Type 4 - Advising on securities | 2014-02-17 | 2015-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carol Wen Szeto during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Agus Tandiono | CPPIB Asia Inc. | 2019–2023 |
| Sajjad Ahmed Qasmi | CPPIB Asia Inc. | 2019–2023 |
| John Laurence Hampel | Partners Capital Asia Limited | 2014–2015 |
| Arjun Raju Raghavan | Partners Capital Asia Limited | 2014–2015 |
| Qianqian Fu | CPPIB Asia Inc. | 2020–2023 |
| Colin Stephen Pan | Partners Capital Asia Limited | 2014–2015 |
| Joseph Yu Zeng | CPPIB Asia Inc. | 2020–2023 |
| Su Yi Kim | CPPIB Asia Inc. | 2019–2022 |
| Theodore Frederick Lee | CPPIB Asia Inc. | 2019–2022 |
| Paula Lum | CPPIB Asia Inc. | 2019–2022 |
| Jingwen Kang | CPPIB Asia Inc. | 2019–2022 |
| Hidenori Yui | CPPIB Asia Inc. | 2019–2022 |
| Roy Yong Kim | CPPIB Asia Inc. | 2019–2022 |
| Ling Yin Vincent Hui | CPPIB Asia Inc. | 2019–2022 |
| Rachna Biyani | CPPIB Asia Inc. | 2019–2022 |
| Prakul Kaushiva | CPPIB Asia Inc. | 2019–2022 |
| Sijia Hu | CPPIB Asia Inc. | 2019–2022 |
| Xinyue Wang | CPPIB Asia Inc. | 2019–2022 |
| Dan Zhao | CPPIB Asia Inc. | 2019–2022 |
| Qian Zhou | CPPIB Asia Inc. | 2019–2022 |