Zhixi Guo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhixi Guo, a licensed former licensee with CE reference BCQ938. This person has 4.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GL China Equity HK Management Limited | RO | Type 4 - Advising on securities | 2019-01-17 | 2020-02-28 |
| GL China Equity HK Management Limited | RO | Type 9 - Asset management | 2019-01-17 | 2020-02-28 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-06-08 | 2019-01-10 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
RO | Type 9 - Asset management | 2017-06-08 | 2019-01-10 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-07 | 2015-07-31 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-01-07 | 2015-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhixi Guo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.