Harold Alan Schwartz III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harold Alan Schwartz III, a licensed former licensee with CE reference BCI160. This person has 10.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Heitman International HK Limited | RO | Type 1 - Dealing in securities | 2016-12-01 | 2025-01-14 |
| Heitman International HK Limited | RO | Type 4 - Advising on securities | 2016-12-01 | 2025-01-14 |
| Heitman International HK Limited | RO | Type 9 - Asset management | 2014-02-18 | 2025-01-14 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Harold Alan Schwartz III during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yun Jung Choi | Heitman International HK Limited | 2014–2025 |
| Hong Cheng | Heitman International HK Limited | 2017–2025 |
| Scott Young Chung | Heitman International HK Limited | 2014–2021 |
| Bradley Fu | Heitman International HK Limited | 2018–2025 |
| Daniel Joseph Dooley | Heitman International HK Limited | 2016–2018 |
| Junho Lee | Heitman International HK Limited | 2023–2025 |
| Zhuo Zhang | Heitman International HK Limited | 2023–2025 |