Wen Yang
楊文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Yang (楊文), a licensed former licensee with CE reference BCE788. This person has 6.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LFM Global Investment (Hong Kong) Company Limited 諾安基金(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-01-17 | 2020-10-20 |
| LFM Global Investment (Hong Kong) Company Limited 諾安基金(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-01-17 | 2020-10-20 |
| LFM Global Investment (Hong Kong) Company Limited 諾安基金(香港)有限公司 |
RO | Type 9 - Asset management | 2014-01-17 | 2020-10-20 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Wen Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Vic Man Kit Chun | LFM Global Investment (Hong Kong) Company Limited | 2014–2020 |
| Gu Yang | LFM Global Investment (Hong Kong) Company Limited | 2014–2020 |
| Sui Wang | LFM Global Investment (Hong Kong) Company Limited | 2015–2020 |
| Qing Song | LFM Global Investment (Hong Kong) Company Limited | 2016–2020 |