Ho Ming Samuel Poon
潘浩明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Ming Samuel Poon (潘浩明), a licensed former licensee with CE reference BBQ618. This person has 5.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2019-04-01 | 2020-01-10 |
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2019-04-01 | 2020-01-10 |
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-08 | 2018-05-01 |
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 9 - Asset management | 2013-08-08 | 2018-05-01 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Ming Samuel Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Roy Yang Chung Chen | Grace Financial Limited | 2013–2018 |
| Kok Onn Chia | Grace Financial Limited | 2013–2018 |
| Chi Shing Lee | Grace Financial Limited | 2013–2018 |
| Yuen Man Alice Chong | Grace Financial Limited | 2013–2018 |
| Hou Him Luk | Grace Financial Limited | 2013–2015 |
| Sofia Xiaobi Wang | Grace Financial Limited | 2016–2018 |
| Ka Kin Law | Grace Financial Limited | 2013–2014 |
| Ching Yee Wong | Grace Financial Limited | 2016 |
| Kevin Yi Zhang | Hereditas Capital Management (Asia) Limited | 2019–2020 |
| Justin Chun Ho Liu | Hereditas Capital Management (Asia) Limited | 2019 |
| Lai Yin Mok | Grace Financial Limited | 2013–2014 |
| Long Ying Edith Chiu | Hereditas Capital Management (Asia) Limited | 2019–2020 |
| Naikang Huang | Hereditas Capital Management (Asia) Limited | 2019–2020 |
| Liwen Zhang | Hereditas Capital Management (Asia) Limited | 2019–2020 |
| Lena Yan Mei Wong | Grace Financial Limited | 2013 |