Raphael Jonathan Chalom Levy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raphael Jonathan Chalom Levy, a licensed former licensee with CE reference BBK653. This person has 7.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2020-12-22 | 2021-03-18 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2020-12-22 | 2021-03-18 |
| ICAP Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2020-02-10 | 2020-12-22 |
| ICAP Securities Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2020-02-10 | 2020-12-22 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2019-09-02 | 2020-02-10 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2019-09-02 | 2020-02-10 |
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2013-06-19 | 2019-04-30 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2013-06-19 | 2019-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raphael Jonathan Chalom Levy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.