Richard Charles Tanner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Charles Tanner, a licensed former licensee with CE reference BBD853. This person has less than 0.1 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Investment Managers Hong Kong Limited 法盛投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-25 | 2013-04-26 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Charles Tanner during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.