Shao Xing Max Yang
楊少星
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shao Xing Max Yang (楊少星), a licensed former licensee with CE reference BBB471. This person has 1.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-29 | 2020-12-31 |
| LERTHAI Asset Management Limited 勒泰資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-29 | 2020-12-31 |
| LERTHAI Asset Management Limited 勒泰資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-05-29 | 2020-12-31 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Shao Xing Max Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Weng Fai Wong | LERTHAI Asset Management Limited | 2019–2020 |
| Kelvin Hong | LERTHAI Asset Management Limited | 2019–2020 |
| Kun Wang | LERTHAI Asset Management Limited | 2019 |
| Angel On Kay Wong | LERTHAI Asset Management Limited | 2019 |
| Bing Liu | LERTHAI Asset Management Limited | 2019 |
| Kar Wah Chan | LERTHAI Asset Management Limited | 2020 |
| Bencai Zhao | LERTHAI Asset Management Limited | 2019 |