Norio Sasaki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Norio Sasaki, a licensed former licensee with CE reference BAZ168. This person has 1.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-13 | 2016-06-24 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-18 | 2013-03-22 |