Dominic Peter Corti Emmerson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Peter Corti Emmerson, a licensed former licensee with CE reference BAS659. This person has 5.0 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 |
RO | Type 9 - Asset management | 2013-04-05 | 2018-03-21 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Dominic Peter Corti Emmerson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Alexander Stewart Dudgeon | Schroder & Co. (Hong Kong) Limited | 2013–2018 |
| Robert James Ridland | Schroder & Co. (Hong Kong) Limited | 2013–2018 |
| Ka Kin Pang | Schroder & Co. (Hong Kong) Limited | 2014–2018 |
| Andrew Au | Schroder & Co. (Hong Kong) Limited | 2014–2018 |