Guillaume Jean Marie de la Borde Caumont
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guillaume Jean Marie de la Borde Caumont, a licensed former licensee with CE reference BAS396. This person has 4.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2013-04-10 | 2017-12-15 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | RO | Type 9 - Asset management | 2013-04-10 | 2017-12-15 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Guillaume Jean Marie de la Borde Caumont during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.