Peng Chen
陳鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng Chen (陳鵬), a licensed former licensee with CE reference BAP176. This person has 4.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 |
RO | Type 4 - Advising on securities | 2019-12-02 | 2020-06-15 |
| New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 |
RO | Type 9 - Asset management | 2019-12-02 | 2020-06-15 |
| FXG Asset Management Limited 恒峰资产管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-15 | 2017-08-15 |
| FXG Asset Management Limited 恒峰资产管理有限公司 |
RO | Type 4 - Advising on securities | 2016-11-15 | 2017-08-15 |
| FXG Asset Management Limited 恒峰资产管理有限公司 |
RO | Type 9 - Asset management | 2016-11-15 | 2017-08-15 |
| SanJohn Capital Limited 三川資本有限公司 |
RO | Type 9 - Asset management | 2013-11-05 | 2016-04-30 |
| SanJohn Capital Limited 三川資本有限公司 |
Rep | Type 9 - Asset management | 2012-12-12 | 2013-11-05 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Peng Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Lizhong Chen | SanJohn Capital Limited | 2012–2016 |
| Jeffrey Lap Tak Chan | SanJohn Capital Limited | 2012–2014 |
| Min Li | New Huadu Asset Management (Hong Kong) Limited | 2019–2020 |
| Fangxiong Gong | FXG Asset Management Limited | 2016–2017 |
| Shengye Chen | SanJohn Capital Limited | 2015 |
| Dong Li | SanJohn Capital Limited | 2012–2013 |
| Qian Luo | SanJohn Capital Limited | 2016 |
| Hin Yin Yu | FXG Asset Management Limited | 2017 |
| Shaokun Jiang | FXG Asset Management Limited | 2017 |
| Dawei Zhang | FXG Asset Management Limited | 2017 |