Karthik Kumar Vijay Kumar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karthik Kumar Vijay Kumar, a licensed former licensee with CE reference BAO685. This person has 6.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 |
RO | Type 9 - Asset management | 2017-05-12 | 2019-06-10 |
| Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-03-28 | 2017-05-12 |
| Asiya Investments Hong Kong Limited | Rep | Type 4 - Advising on securities | 2012-12-07 | 2017-03-01 |
| Asiya Investments Hong Kong Limited | Rep | Type 9 - Asset management | 2012-12-07 | 2017-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karthik Kumar Vijay Kumar during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.