Christopher Richard Brice

CE No. BAM422 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Richard Brice, a licensed former licensee with CE reference BAM422. This person has 5.3 years of SFC licence history. Total licence records on file: 1.

Licence history

FirmRoleRegulated activityFromTo
Bell Potter Securities (HK) Limited RO Type 1 - Dealing in securities 2012-12-31 2018-04-30

Worked alongside

The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher Richard Brice during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Daniel Earle William Kirton Bell Potter Securities (HK) Limited 2012–2018
Katharine Ka-Wai Lyons Bell Potter Securities (HK) Limited 2012–2018
Adam Craig Tremain White Bell Potter Securities (HK) Limited 2017–2018
Mitchell Leslie Holloway Bell Potter Securities (HK) Limited 2017–2018

Related