Katharine Ka-Wai Lyons
沈嘉慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katharine Ka-Wai Lyons (沈嘉慧), a licensed former licensee with CE reference BAK931. This person has 5.4 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bell Potter Securities (HK) Limited | RO | Type 1 - Dealing in securities | 2016-08-02 | 2018-03-30 |
| Bell Potter Securities (HK) Limited | Rep | Type 1 - Dealing in securities | 2012-11-07 | 2016-08-02 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Katharine Ka-Wai Lyons during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Daniel Earle William Kirton | Bell Potter Securities (HK) Limited | 2012–2018 |
| Christopher Richard Brice | Bell Potter Securities (HK) Limited | 2012–2018 |
| Adam Craig Tremain White | Bell Potter Securities (HK) Limited | 2017–2018 |
| Mitchell Leslie Holloway | Bell Potter Securities (HK) Limited | 2017–2018 |
| Richard Mark Anthony Bamber | Bell Potter Securities (HK) Limited | 2012 |