Shu Ip Li
李樹業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Ip Li (李樹業), a licensed former licensee with CE reference BAI233. This person has 2.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhong Yang Capital Limited 中陽資本有限公司 |
RO | Type 4 - Advising on securities | 2018-02-05 | 2021-01-11 |
| Zhong Yang Capital Limited 中陽資本有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-02-05 | 2021-01-11 |
| Zhong Yang Capital Limited 中陽資本有限公司 |
RO | Type 9 - Asset management | 2018-02-05 | 2021-01-11 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Ip Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Fai Yuen | Zhong Yang Capital Limited | 2018–2021 |
| Qiwen Sun | Zhong Yang Capital Limited | 2018–2021 |
| Xiyuan Ma | Zhong Yang Capital Limited | 2018–2019 |
| Ronnie Kam Hung Chow | Zhong Yang Capital Limited | 2020–2021 |
| Tsz Ming Choi | Zhong Yang Capital Limited | 2018 |