Sau Wai Ma
馬秀慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Wai Ma (馬秀慧), a licensed former licensee with CE reference BAB547. This person has 1.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-25 | 2014-07-18 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-09-25 | 2014-07-18 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-09-25 | 2014-07-18 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Wai Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Keung Wong | Wealth Legend Asset Management Limited | 2012–2014 |
| Kwok Chi Law | Wealth Legend Asset Management Limited | 2012–2014 |
| Sannio Hon Cheung Ng | Wealth Legend Asset Management Limited | 2012–2014 |
| Michael Tat Chi Yu | Wealth Legend Asset Management Limited | 2012–2014 |
| Kathy Kam Hing Chiu | Wealth Legend Asset Management Limited | 2012–2014 |
| Zheng Yang | Wealth Legend Asset Management Limited | 2012–2014 |
| Kwok Keung Tsoi | Wealth Legend Asset Management Limited | 2013–2014 |
| Janice Ho Yee Iu | Wealth Legend Asset Management Limited | 2012–2013 |
| Henry Clement Hok Wai Yau | Wealth Legend Asset Management Limited | 2014 |