Sangjoon Kim
金尚俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sangjoon Kim (金尚俊), a licensed former licensee with CE reference AZY506. This person has 9.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-04-02 | 2023-07-04 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-09-18 | 2023-07-04 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-01 | 2023-07-04 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-03-01 | 2023-07-04 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 9 - Asset management | 2017-03-01 | 2023-07-04 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 9 - Asset management | 2015-10-26 | 2017-02-28 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-08-14 | 2017-02-28 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-08-14 | 2017-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sangjoon Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.