James Ye-Hui Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ye-Hui Tan, a licensed former licensee with CE reference AZY483. This person has 7.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tora Trading Services Limited | Rep | Type 1 - Dealing in securities | 2022-11-15 | 2024-05-15 |
| Tora Trading Services Limited | Rep | Type 2 - Dealing in futures contracts | 2022-11-15 | 2024-05-15 |
| Tora Trading Services Limited | Rep | Type 7 - Providing automated trading services | 2022-11-15 | 2024-05-15 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-25 | 2021-01-26 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-15 | 2013-01-07 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as James Ye-Hui Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jethro Alexander John Glover | Tora Trading Services Limited | 2022–2024 |
| Brian P Jepsen | Tora Trading Services Limited | 2022–2024 |
| Alex Chi Kai Tong | Tora Trading Services Limited | 2022–2024 |
| James Keith Ducker | Tora Trading Services Limited | 2022–2024 |
| William Talbot Faulkner | Tora Trading Services Limited | 2022–2024 |
| Gregory John McLaughlin | Tora Trading Services Limited | 2022–2024 |
| Darren John Samuell | Tora Trading Services Limited | 2022–2023 |
| Jensen Wang Chun Leung | Tora Trading Services Limited | 2023–2024 |