Lauren Kwak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lauren Kwak, a licensed former licensee with CE reference AZY230. This person has 6.0 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-03 | 2018-08-31 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
RO | Type 4 - Advising on securities | 2017-08-03 | 2018-08-31 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-11 | 2017-08-03 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-11 | 2017-08-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-23 | 2015-04-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-07-23 | 2015-04-17 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Lauren Kwak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Melissa Pui Shan Chang | Providence Equity Asia Limited | 2015–2017 |
| Jessica Huang Pouleur | Providence Equity Asia Limited | 2015–2017 |
| Eric Teck Chin Ang | Providence Equity Asia Limited | 2015–2016 |
| Gabriel Jun Peng Ng | Providence Equity Asia Limited | 2015–2016 |
| Niklas Roman Rowold | Providence Equity Asia Limited | 2015–2016 |
| Ming Jin | Providence Equity Asia Limited | 2015 |