Lisa Katherine Fox
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lisa Katherine Fox, a licensed former licensee with CE reference AZU651. This person has 6.7 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-07 | 2019-04-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-27 | 2018-03-07 |
| Japaninvest (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2012-08-23 | 2016-08-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lisa Katherine Fox during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.