Jie Lu
呂捷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Lu (呂捷), a licensed former licensee with CE reference AZO988. This person has 8.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-04 | 2026-07-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-07-04 | 2026-07-03 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2012-08-21 | 2013-06-24 |