Chiu Wai Chan
陳昭偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Wai Chan (陳昭偉), a licensed former licensee with CE reference AZC676. This person has 2.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C.P. Financial Management Limited 中和資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-07-22 | 2014-08-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2012-05-07 | 2013-07-06 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-21 | 2013-07-06 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Chiu Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Shiu Ki Lee | C.P. Financial Management Limited | 2013–2014 |
| Siu Kuen Lee | C.P. Financial Management Limited | 2013–2014 |
| Ping Sum Lam | C.P. Financial Management Limited | 2013–2014 |
| Mattias Ivan Lamotte | C.P. Financial Management Limited | 2013–2014 |
| Tommy Sui Sang Fung | C.P. Financial Management Limited | 2013–2014 |