Po Yuen Shum
岑寶源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Yuen Shum (岑寶源), a licensed former licensee with CE reference AZB606. This person has 2.5 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-19 | 2014-09-15 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Po Yuen Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.