Angie Shuk Ming Liu
廖淑明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angie Shuk Ming Liu (廖淑明), a licensed former licensee with CE reference AYW745. This person has 4.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2017-10-12 | 2019-01-30 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-17 | 2019-01-30 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-08-17 | 2019-01-30 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-17 | 2019-01-30 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-11-12 | 2015-06-08 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2013-11-12 | 2015-06-08 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-01 | 2013-02-28 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-01 | 2013-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Angie Shuk Ming Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.