Sebastien Philippe Roger Cathelin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sebastien Philippe Roger Cathelin, a licensed former licensee with CE reference AYS876. This person has 5.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel Limited 瑞萬通博有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-01-24 | 2021-01-18 |
| Vontobel Limited 瑞萬通博有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-08 | 2021-01-18 |
| Vontobel Limited 瑞萬通博有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-11-08 | 2020-01-24 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-02 | 2019-07-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-03-02 | 2019-07-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-02 | 2015-02-13 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-02-02 | 2015-02-13 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-03 | 2012-04-02 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-01-03 | 2012-04-02 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Sebastien Philippe Roger Cathelin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Franky Ming Chit Choi | Vontobel Limited | 2019–2021 |
| Kwun Fung Leung | Vontobel Limited | 2019–2021 |
| Urs Christoph Pfister | Vontobel Limited | 2019–2021 |
| Leung Yau Lui | Vontobel Limited | 2019–2021 |
| Abbie Man Yan Yip | Vontobel Limited | 2019–2021 |
| Ching Fai Tsang | Vontobel Limited | 2019–2021 |
| Sai Kuen Yung | Vontobel Limited | 2019–2021 |
| Ka Long Lee | Vontobel Limited | 2019–2020 |
| Wan Sang Andy Shek | Vontobel Limited | 2019–2020 |