Yoshitaka Shimizu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yoshitaka Shimizu, a licensed former licensee with CE reference AYN990. This person has 1.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Capital Markets (HK) Limited 瑞穗資本市場(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-01 | 2013-07-05 |
| Mizuho Capital Markets (HK) Limited 瑞穗資本市場(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-01 | 2013-07-05 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Yoshitaka Shimizu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hayato Aoki | Mizuho Capital Markets (HK) Limited | 2011–2013 |
| Satoshi Enoki | Mizuho Capital Markets (HK) Limited | 2011–2013 |
| Miki Kawanishi | Mizuho Capital Markets (HK) Limited | 2011–2013 |
| Nicholas Chun Wai Lam | Mizuho Capital Markets (HK) Limited | 2011–2013 |
| Hisayoshi Makio | Mizuho Capital Markets (HK) Limited | 2011–2013 |
| Daniel Nie | Mizuho Capital Markets (HK) Limited | 2011–2013 |
| Cheong Tai Wong | Mizuho Capital Markets (HK) Limited | 2011–2013 |
| Shuichiro Waki | Mizuho Capital Markets (HK) Limited | 2011–2013 |
| Shin Nakazawa | Mizuho Capital Markets (HK) Limited | 2011–2013 |
| Kojiro Tatebe | Mizuho Capital Markets (HK) Limited | 2011–2012 |
| Kazuyuki Kumamoto | Mizuho Capital Markets (HK) Limited | 2011–2012 |
| Takashi Kawaguchi | Mizuho Capital Markets (HK) Limited | 2012–2013 |
| Toshihiko Takemura | Mizuho Capital Markets (HK) Limited | 2013 |