Yat Ming Andy Shu
舒日明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Ming Andy Shu (舒日明), a licensed Representative with CE reference AYM896. Currently licensed at 3 firm(s): CES Commodities (HK) Limited , CES Forex (HK) Limited, Everbright Securities Investment Services (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading. This person has 13.5 years of SFC licence history. Total licence records on file: 4.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-26 | present |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-08-26 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-22 | present |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-20 | 2012-09-25 |