Sui Na Lois Chan
陳穗娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Na Lois Chan (陳穗娜), a licensed former licensee with CE reference AYJ257. This person has 3.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stifel Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2015-09-21 | 2015-12-23 |
| Emerald Hill Capital Partners Limited 翠山基金投資有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-14 | 2014-08-31 |
| Emerald Hill Capital Partners Limited 翠山基金投資有限公司 |
Rep | Type 9 - Asset management | 2011-11-14 | 2014-08-31 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Sui Na Lois Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.