Hon Yee Henry Lo
勞瀚頤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Yee Henry Lo (勞瀚頤), a licensed former licensee with CE reference AYI460. This person has 4.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-12 | 2016-03-02 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-24 | 2016-03-02 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-24 | 2016-03-02 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-24 | 2013-08-19 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-10-24 | 2016-03-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hon Yee Henry Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.