Ka Yan Law
羅家欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yan Law (羅家欣), a licensed former licensee with CE reference AYD030. This person has 3.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-12 | 2020-08-27 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-27 | 2014-02-07 |